Esma
Transition to the revised MiFIR rulebook
Posted in: News
Mar
21
2024
ESMA is issuing this communication in light of the entry into force on 28 March 2024 of the changes introduced by the MiFIR review[1]… https://www.esma.europa.eu/press-news/esma-news/transition-revised-mifir-rulebook
Tagged width: capital markets, esma
ESMA publishes the results of the annual transparency calculations for equity and equity-like instruments
Posted in: News
Mar
11
2024
ESMA publishes the results of the annual transparency calculations for equity and equity-like instruments 01 March 2024. The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published the results of the annual transparency calculations for equity and equity-like instruments, which will ...more »
ESMA withdraws Euronext authorisation as a data reporting service provider under MIFIR upon the entity’s request
Posted in: News
Feb
17
2024
The European Securities The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today withdrawn the authorisation of Euronext Paris SA (Euronext) as a Data Reporting Service Provider (DRSP) under the Markets in Financial Instruments Regulation (MiFIR)… https://www.esma.europa.eu/press-news/esma-news/esma-withdraws-euronext-authorisation-data-reporting-service-provider-under
Tagged width: capital markets, esma
ESA’s Joint Board of Appeal confirms ESMA’s decision to withdraw the recognition of Dubai Commodities Clearing Corporation
Posted in: News
Feb
07
2024
The Joint Board of Appeal (“the Board”) of the European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) unanimously decided to dismiss the appeal brought by Dubai Commodities Clearing Corporation (“DCCC”) against the European Securities and Markets Authority (“ESMA”) and to therefore confirm the ESMA ...more »
Tagged width: capital markets, esma
ESMA publishes data for quarterly bond liquidity assessment, the systematic internaliser calculations and the CTP calculations
Posted in: News
Feb
03
2024
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published the new quarterly liquidity assessment of bonds, the data for the quarterly systematic internaliser calculations for equity, equity-like instruments, bonds and for other non-equity instruments and the consolidated tape ...more »
Tagged width: capital markets, esma
ESMA steps up its monitoring of EU alternative investment funds and sees potential risks in funds exposed to leverage and liquidity mismatches
Posted in: News
Gen
30
2024
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today published a report on the EU alternative investment funds (AIFs)’ market and an article on the risks posed by leveraged AIFs in the EU… https://www.esma.europa.eu/press-news/esma-news/esma-steps-its-monitoring-eu-alternative-investment-funds-and-sees-potential
Tagged width: capital markets, esma
Gen
13
2024
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has launched a Common Supervisory Action (CSA) with National Competent Authorities (NCAs), with the objective of assessing the implementation of pre-trade controls (PTCs) by EU investment firms using algorithmic trading techniques… ...more »
Tagged width: capital markets, esma, fintech
ESMA explores risk exposures to real estate in EU securities markets and investment funds
Posted in: News
Gen
13
2024
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is publishing its first analysis of the exposures the EU securities and markets and asset management sector have to real estate… https://www.esma.europa.eu/press-news/esma-news/esma-explores-risk-exposures-real-estate-eu-securities-markets-and-investment
Tagged width: capital markets, esma
ESMA consults on draft guidelines for supervision of corporate sustainability information
Posted in: News
Dic
17
2023
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has launched a consultation on a set of draft Guidelines on Enforcement of Sustainability Information and is inviting comments from interested stakeholders by 15 March 2024… https://www.esma.europa.eu/press-news/esma-news/esma-consults-draft-guidelines-supervision-corporate-sustainability
ESMA highlights potential conflicts of interest risks in changes to Collateralised Loan Obligation rating methodologies
Posted in: News
Dic
11
2023
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today released a Report on EU credit ratings for collateralised loan obligations (CLO)… https://www.esma.europa.eu/press-news/esma-news/esma-highlights-potential-conflicts-interest-risks-changes-collateralised-loan