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ESMA and NCAs to coordinate supervisory activities on MiFID II pre-trade controls

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Gen 13 2024
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has launched a Common Supervisory Action (CSA) with National Competent Authorities (NCAs), with the objective of assessing the implementation of pre-trade controls (PTCs) by EU investment firms using algorithmic trading techniques… ...more »

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What Other Crypto Firms Could Go Public This Year

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Gen 13 2024
After Circle’s SEC filing marking the first step towards a public listing, CoinDesk examined the other firms that might try to go public amid a rebound in crypto markets. High on the list of possibles: Kraken and Ripple… https://www.coindesk.com/consensus-magazine/2024/01/12/what-other-crypto-firms-could-go-public-this-year/?utm_medium=referral&utm_source=feedly&utm_campaign=headlines

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ESMA explores risk exposures to real estate in EU securities markets and investment funds

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Gen 13 2024
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is publishing its first analysis of the exposures the EU securities and markets and asset management sector have to real estate… https://www.esma.europa.eu/press-news/esma-news/esma-explores-risk-exposures-real-estate-eu-securities-markets-and-investment

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ESMA consults on draft guidelines for supervision of corporate sustainability information

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Dic 17 2023
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has launched a consultation on a set of draft Guidelines on Enforcement of Sustainability Information and is inviting comments from interested stakeholders by 15 March 2024… https://www.esma.europa.eu/press-news/esma-news/esma-consults-draft-guidelines-supervision-corporate-sustainability

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ESMA highlights potential conflicts of interest risks in changes to Collateralised Loan Obligation rating methodologies

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Dic 11 2023
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today released a Report on EU credit ratings for collateralised loan obligations (CLO)… https://www.esma.europa.eu/press-news/esma-news/esma-highlights-potential-conflicts-interest-risks-changes-collateralised-loan

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