Capital markets

ESMA steps up its monitoring of EU alternative investment funds and sees potential risks in funds exposed to leverage and liquidity mismatches

Posted in: News

Gen 30 2024
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today published a report on the EU alternative investment funds (AIFs)’ market and an article on the risks posed by leveraged AIFs in the EUhttps://www.esma.europa.eu/press-news/esma-news/esma-steps-its-monitoring-eu-alternative-investment-funds-and-sees-potential

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ESAs publish first set of rules under DORA for ICT and third-party risk management and incident classification

Posted in: News

Gen 22 2024
The three European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) published today the first set of final draft technical standards under the DORA aimed at enhancing the digital operational resilience of the EU financial sector by strengthening financial entities’ Information and Communication Technology (ICT) ...more »

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ESMA and NCAs to coordinate supervisory activities on MiFID II pre-trade controls

Posted in: News

Gen 13 2024
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has launched a Common Supervisory Action (CSA) with National Competent Authorities (NCAs), with the objective of assessing the implementation of pre-trade controls (PTCs) by EU investment firms using algorithmic trading techniques… ...more »

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ESMA explores risk exposures to real estate in EU securities markets and investment funds

Posted in: News

Gen 13 2024
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is publishing its first analysis of the exposures the EU securities and markets and asset management sector have to real estate… https://www.esma.europa.eu/press-news/esma-news/esma-explores-risk-exposures-real-estate-eu-securities-markets-and-investment

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FSB Plenary meets in Basel

Posted in: News

Nov 25 2023
The Financial Stability Board (FSB) Plenary met on 13th and 14th November 2023 in Basel. Members discussed the outlook for global financial stability, including issues of particular relevance to emerging market and developing economies (EMDEs). Members also agreed the FSB’s work programme for 2024. The ...more »

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